Giacomo Oberto

Deputy Secretary General of the International Association of Judges

 

JUDGES AND NOTARIES IN EUROPE:

POSSIBLE COMMON DENOMINATORS (*)

 

 

Dear Mr President of the European Affairs Commission (CAE) of UINL,

Dear Madam President of the Albanian Notariat,

Ladies and gentlemen,

It is a great honour and a pleasure for me to take the floor in front of the assembly of the European Affairs Commission (CAE) of the International Union of Notaries, on behalf of the International Association of Judges (IAJ) and of the European Association of Judges (EAJ), Regional Group of the IAJ.

First of all let me convey to you our best wishes for an interesting and fruitful meeting of your Organisation, also on behalf of the President of the IAJ, Ms. Fatoumata Diakité, as well as of the President of the EAJ, First Vice President of the IAJ, Mr Gerhard Reissner, as well as of the Secretary General, Mr Antonio Mura.

 

Let me now introduce you the organisation I am representing here.

The International Association of Judges (IAJ) (www.iaj-uim.org), of which I have the honour to be, since 1994, one of the Deputy Secretaries General, was founded in 1953, just after the Second World War, to bring about a better understanding of the judicial systems of member countries. At present it includes the representatives of seventy-four member states of all five continents. The IAJ is a non-governmental organisation, membership of which is open not to individuals, but to national associations of judges. More precisely, associations belonging to it must be judges’ associations that have been freely formed and which represent the judiciary of their own country. Furthermore, the domestic legal systems of the member countries must guarantee real independence of the judiciary.

The main purpose of the IAJ is to reinforce the independence of the judiciary as an essential attribute of the judicial function, together with the protection of the constitutional and moral status of the judiciary and the guarantee of fundamental rights and freedoms.

The IAJ has consultative status with the United Nations (namely the International Labour Office and the U.N. Economic and Social Council) and with the Council of Europe. As far as the latter is concerned, we have the status of observer within the CEPEJ (Commission Européenne pour l’Efficacité de la Justice – European Commission for the Efficiency of Justice) as well as within the CCJE (Conseil Consultatif de Juges Européens – Consultative Council of European Judges).

The IAJ is governed by its Central Council, composed of representatives of the member associations, and also by the Presidency Committee, which is the administrative organ under the leadership of a President who is elected every two years, as are the members of the Presidency Committee, consisting of the President, six Vice-Presidents and, for a period of two years, the immediate past President.

The Association has four Study Commissions whose task it is to study a different topic each year in various fields:

- The first is engaged in the study of the status of judges, the independence of the judiciary, judicial administration and the protection of individual freedoms.

- The second commission is involved in the study of civil law and procedure;

- The third commission is engaged in the study of criminal law and procedure;

- The fourth commission is involved in the study of public and social law.

At meetings and congresses, the member countries try to gain a better knowledge of the country where the conference is being held, of its legal system, and of the problems encountered by its judges. Petitions and recommendations are produced at the conclusion of each congress.

Within the IAJ there are also four Regional Groups whose aim is to monitor closely specific questions relating to the judiciary in different parts of the world:

- the European Association of Judges (EAJ);

- the Ibero-American Group;

- the African Group

- the “ANAO” (Asian, North American and Oceanian) Group.

 

As far as the Studies Commissions are concerned, the one which is closer to your aims and activities is the second (civil law and civil procedural law).

Actually, since its creation, it has sometimes dealt with topics which may be of some interest for Notaries. Its conclusions for each annual meeting are available at the IAJ’s website (http://www.iaj-uim.org/site/modules/mastop_publish/?tac=II_-_Conclusions).

Let me mention just some of them:

(1980) “Effects of foreign judgements in fields not covered by international conventions. Possibilities, means and methods of executing urgent measures in the field of family law);”

(1981) “Protection of the interests of mentally handicapped in private law;”

(1983) “The equality of husband and wife in family law;”

(1985) “What legal rules should apply to the couples living together not being married, both between themselves and towards their common children;”

        (1989) “The judge and the co-operation of other Justice-related professions: Lawyers, Law-Professors, Public Notaries, professional experts, and other State officials;”

(1992) “The Legal Status of Children after a) Divorce, b) Separation, c) Annulment of Marriage and d) Separation of Parents Having Cohabited Without Being Married;”

(2004) “The powers of the judge in family matters;”

(2005) “Alternative Dispute Resolution as a means of improving the delivery of justice and reducing the delays in civil procedure;”

(2006) “Legal rules regarding patrimonial interests, succession and duties of couples living together but not being married;”

This year’s (2011) topic will be “Cross-border issues in the face of increasing globalization – as reflected in a series of individual fact scenarios” and it will be discussed during our next meeting in Istanbul, in September.

Coming to the topics of your meeting, let me only remark that in a globalised world it is of great interest to try to cope with problems raised by “Registered Civil Partnerships,” or “Non Marital Unions,” or “Acquisition of Real Estate by Foreigners.” This highly skilled and well qualified Assembly will surely find adequate answers to such thorny issues.

 

As far as relations between Notaries and Judges are concerned, let me point out that already more than twenty years ago, during our Congress in Macau held on 23-27 October 1989, the IAJ approved, among other things, following conclusions on the subject of “The Judge and the Co-operation of Other Justice-Related Professions: Lawyers, Law-Professors, Public Notaries, Professional Experts, And Other State Officials,”:

“in the civil law countries which know the Latin Notary

·      the Notary is a public official who advises the parties impartially and points out to them the legal implications of such deeds as they might wish to make, thereby preventing conflict between the parties,

·      authenticated deeds drawn up by the Notary simplify evidence proceedings;

·      the Notary represents the parties in Court in matters of voluntary jurisdiction;

·      the Notary is further required by the Court to perform judicial acts such as inventories, divisions of property and affixing of seals;

it is desirable that the functions of the Notary be consolidated and that resort to the notary’s services in the administration of Justice be recognised and encouraged.”

 

Currently, following the kind invitation of Mr Mario Miccoli, a very good friend of the IAJ, we have started to think over the possibility to set up a common initiative, which should be focused on the delicate issue of recruitment and training of Notaries and Judges, possibly on common basis, in a comparative view. Therefore we are envisaging a bilateral seminar on a topic which could be organized e.g. under the following title: “Selection and Training of Judges and Notaries in Europe: Possible Common Denominators.”

We know well that, on the international level, we already have a whole array of instruments and declarations issued by international bodies such as the U.N. (see the so called Basic Principles on the Independence of the Judiciary) and the Council of Europe (I am referring especially to Recommendation No. 12/2010 and to some opinions of the Consultative Council of European Judges), which are stressing the need to safeguard the autonomy, independence and impartiality of Judges. But if we reflect attentively on the fundamental issues at stake, we can easily discover that these very requirements are basically the same for the selection and training of Notaries.

So I think that, having in mind the highlights of those international principles, we could try to benefit from the experience of those legal systems in which qualified, objective and effective selection of legal professionals has been successfully developed for many years.

Actually, we do know that recruitment of legal professionals differs enormously in Common Law countries, when compared to Civil Law countries. As far as the latter are concerned, the first thing to note is that a university qualification in legal studies is required nearly everywhere. A minimum age together with “good character” is also a requirement laid down by law nearly in every European Country. Having said this, the system of competition is certainly preponderant in Western and Southern Continental Europe (with some notable exceptions such as, for example, the Swiss cantons, where Judges are elected by the people or by Parliament). Such a competition may be open, in some cases, to any person with a law degree (subject to the conditions established by the various laws), or else to persons whom one could term “specialists,” in that they not only have a legal qualification, but also some form of specialisation or practical experience.

Moreover, depending on the country concerned, the competition can give either direct access to the judiciary, subject to the completion of a period of initial training under the supervision of the Higher Judicial Council (such is the case, for example, in Italy), or access to a training institution (such is the case, for example, in France, the Netherlands and Portugal; the result is practically the same in Germany, although there the training precedes the choice of career and is common to judges, lawyers and notaries; the system of competition is also to be found in the Baltic states and in Turkey).

By way of contrast, the Common Law systems and those of the Nordic states are characterised either by the complete absence of any competition for access to the judiciary, or by the absence of a competition in the strict sense: here, appointment to the judiciary is primarily the culmination of a training process, a cursus honorum, which candidates complete in the field (even if the Commission for Judicial Appointments–which provides, for the first time in the U.K., an independent mechanism for applicants for judicial office who feel that their candidacy has not been considered fairly–would appear to open new perspectives in this field).

In this framework I would like particularly to emphasize the German experience of a common initial training based on two phases (zweiphasige Ausbildung): one more theoretical and the other one more practical, marked by two severe and very selective examinations (erste Juristische Staatsprüfung, zweite Juristische Staatsprüfung), between which a “Preparatory Service” (Vorbereitungsdienst) helps prospective Judges, Notaries and Lawyers with getting acquainted with the specific issues of each legal profession.

Another worth considering option is the experience of the French Ecole Nationale de la Magistrature, which since 1958 has been preparing young French law graduated to become Judges and Prosecutors. A model which helped during these decades training thousands and thousands of judges of the French speaking world and which was successfully exported in many other countries of Europe and of other continents. Other positive experiences are those of Spain, Portugal and of the Netherlands.

I am personally convinced that, as far as the judicial side is concerned, we should try to start a comparison among such systems in order to see what kind of “input” we can find for a prospective new system of selection and training of Judges and Notaries in a perspective which emphasises common aspects.

Let me also point out that, as already said, international bodies have been developing in these last years several legal instruments which could serve as a guide for singling out common denominators for judicial and notarial selection and training, so many are the aspect of our professions we share.

First of them is the basic need to be, as I like to put it, independent and free from ignorance. “If the Judge is ignorant”, said La Fontaine (The donkey carrying relics) - “it’s the robes that carry respect.”  If we want those robes to be worn by a Judge who is respected by the people in court, and entirely free in reaching his decision, the Judge must have a thorough knowledge of the subject matter with which he is dealing.  A well trained Judge is a more independent one. But the same of course is true for the Notary.

On the other hand, we must not forget that training constitutes a veritable right for a European Judge, according to Recommendation CM/Rec(2010)12 of the Committee of Ministers to member states on Judges: independence, efficiency and responsibilities (Adopted by the Committee of Ministers on 17 November 2010), “56. Judges should be provided with theoretical and practical initial and in-service training, entirely funded by the state. This should include economic, social and cultural issues related to the exercise of judicial functions. The intensity and duration of such training should be determined in the light of previous professional experience. 57. An independent authority should ensure, in full compliance with educational autonomy, that initial and in-service training programmes meet the requirements of openness, competence and impartiality inherent in judicial office.” These very same principles should apply, in my opinion, also to Notaries.

The same is true, mutatis mutandis, for the duties provided for by aforesaid Recommendation, like e.g.,

“59. Judges should protect the rights and freedoms of all persons equally, respecting their dignity in the conduct of court proceedings.

60. Judges should act independently and impartially in all cases, ensuring that a fair hearing is given to all parties and, where necessary, explaining procedural matters. Judges should act and be seen to act without any improper external influence on the judicial proceedings.

61. Judges should adjudicate on cases which are referred to them. They should withdraw from a case or decline to act where there are valid reasons defined by law, and not otherwise.

62. Judges should manage each case with due diligence and within a reasonable time.

63. Judges should give clear reasons for their judgments in language which is clear and comprehensible.

64. Judges should, in appropriate cases, encourage parties to reach amicable settlements.

65. Judges should regularly update and develop their proficiency.”

Finally, also some of the principles on judicial selection enshrined in the Recommendation could be extended in some parts to Notaries. Let me quote on this aspect following provisions:

“44. Decisions concerning the selection and career of judges should be based on objective criteria pre-established by law or by the competent authorities. Such decisions should be based on merit, having regard to the qualifications, skills and capacity required to adjudicate cases by applying the law while respecting human dignity.

45. There should be no discrimination against judges or candidates for judicial office on any ground such as sex, race, colour, language, religion, political or other opinion, national or social origin, association with a national minority, property, disability, birth, sexual orientation or other status. A requirement that a judge or a candidate for judicial office must be a national of the state concerned should not be considered discriminatory.

46. The authority taking decisions on the selection and career of judges should be independent of the executive and legislative powers (…).”

 

Both our professions need people who are not only legal experts, but who are able to cope with the awkward challenges of present times. Rather than people who know by heart thousands of legal provisions, which very often are bound to stay in force for a period no longer than… l’espace d’un matin, we need young men and women who are able to find solutions to unexpected problems raised by the dazzling and increasingly complex legal framework resulting from internal, international, supra-national, transnational and foreign legal provisions.

We also need honest, independent minded and courageous people, who are able to defend and protect day by day their own autonomy vis-à-vis possible external undue influences of any kind. New ways of selection and training must encourage and foster such spirits among young jurists. Also on this level a co-operation among Judges and Notaries is nowadays more and more needed. I am sure both our organisations will be able to find out common denominators for Judges and Notaries of 21st century.

 

Home Page

 



(*) Presentation submitted to the 1st Plenary Session of the European Affairs Commission (CAE) of the Union Internationale du Notariat Latin, 2011-2013 Legislature, held in Tirana (Albania), on 14, 15 & 16 April 2011.